BEFORE THE SECURITIES APPELLATE TRIBUNAL MUMBAI Date of Decision : 28.11.2019 Appeal No. 339 of 2019 Mahesh Soparkar National Stock Exchange of India Exchange Plaza, Block G, C 1, Bandra Kurla Complex, Bandra (East), Mumbai – 400 051. ….. Appellant Versus Securities and Exchange Board of India SEBI Bhavan, Plot No. C-4A, G Block, Bandra Kurla Complex, Bandra (East), Mumbai – 400 051. … Respondent Mr. P. N. Modi, Senior Advocate with Mr. Rashid Boatwalla, Mr. Rahul Jain, Mr. Pruthvi Dhinoja, Advocates i/b Manilal Kher Ambalal & Co. for the Appellant. Mr. Rafique Dada, Senior Advocate with Dr. Poornima Advani, Mr. Anubhav Ghosh, Ms. Rashi Dalmia, Ms. Akshata Timmapur, Advocates i/b The Law Point for the Respondent. CORAM : Justice Tarun Agarwala, Presiding Officer Justice M. T. Joshi, Judicial Member Per : Justice Tarun Agarwala, Presiding Officer (Oral)

1. It has been stated that the enquiry against the appellant pursuant

to the impugned order has been completed and no irregularity has been found therein. The learned counsel accordingly contends that the appeal may be dismissed as not pressed at this stage. Dismissed as not pressed at this stage. Sd/- Justice Tarun Agarwala Presiding Officer Sd/- Justice M. T. Joshi Judicial Member 28.11.2019 Prepared & Compared by PTM